| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2026-07-31 | - |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2018-05-23 | 2026-03-31 |
| Rep | 就證券提供意見 | 2018-05-23 | 2026-03-31 | |
| Rep | 證券交易 | 2018-05-23 | 2026-03-31 | |
| Rep | 就機構融資提供意見 | 2018-04-17 | 2018-04-17 | |
| Rep | 就證券提供意見 | 2018-04-17 | 2018-04-17 | |
| Rep | 證券交易 | 2018-04-17 | 2018-04-17 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2016-12-19 | 2018-03-15 |
| Rep | 就機構融資提供意見 | 2015-09-30 | 2016-12-18 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2014-08-25 | 2015-07-21 |
| Rep | 就證券提供意見 | 2014-08-25 | 2015-07-21 | |
| Rep | 證券交易 | 2014-08-25 | 2015-07-21 |