| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Rui Da International Finance Holding Limited | RO | 期貨合約交易 | 2018-10-02 | 2020-12-01 |
| Rep | 期貨合約交易 | 2016-11-16 | 2018-10-02 | |
| Golden Full Asset Management Limited | Rep | 就證券提供意見 | 2016-02-22 | 2016-10-24 |
| Rep | 提供資產管理 | 2016-02-22 | 2016-10-24 | |
| QMIS Asset Management Limited | Rep | 就證券提供意見 | 2015-03-10 | 2015-08-28 |
| Rep | 提供資產管理 | 2015-03-10 | 2015-08-28 | |
| QMIS Securities Limited | Rep | 證券交易 | 2014-10-15 | 2015-08-28 |
| WING FUNG FUTURES LIMITED | Rep | 期貨合約交易 | 2014-08-27 | 2014-10-03 |
| WING FUNG SECURITIES LIMITED | Rep | 證券交易 | 2014-08-27 | 2014-10-03 |