| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 期貨合約交易 | 2025-09-11 | - |
| Rep | 證券交易 | 2025-07-11 | - | |
| CITIC Securities International Global Markets Limited | Rep | 證券交易 | 2025-07-11 | - |
| CLSA LIMITED | Rep | 證券交易 | 2025-07-11 | - |
| CITIC Securities Asset Management (HK) Limited | Rep | 就證券提供意見 | 2021-06-24 | - |
| Rep | 提供資產管理 | 2021-06-24 | 2025-07-11 | |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2019-05-06 | 2020-02-24 |
| Rep | 證券交易 | 2019-05-06 | 2020-02-24 |
已採集記錄中暫無金管局登記。