| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2023-09-13 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2023-07-07 | - |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2021-10-15 | 2023-06-09 |
| Mighty Divine Investment Management Limited | Rep | 提供資產管理 | 2020-05-05 | 2021-08-06 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2015-04-16 | 2020-04-26 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-04-16 | 2020-04-26 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2014-08-29 | 2015-04-10 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2014-08-29 | 2015-04-10 |
已採集記錄中暫無金管局登記。