| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Inheliance Asset Management Limited | Rep | 就證券提供意見 | 2019-09-30 | 2021-01-11 |
| Rep | 提供資產管理 | 2019-09-30 | 2021-01-11 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-09-01 | 2017-03-07 |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2014-09-01 | 2017-03-07 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-09-01 | 2017-03-07 |