| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2025-05-16 | 2026-01-08 |
| Rep | 證券交易 | 2025-05-16 | 2026-01-08 | |
| Venture Smart Asia Limited | Rep | 證券交易 | 2023-07-11 | 2023-10-31 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2019-06-28 | 2023-03-31 |
| Minerva Holding Financial Securities Limited | Rep | 證券交易 | 2018-07-12 | 2019-05-26 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2014-09-01 | 2018-06-10 |