| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2026-11-10 | - |
| Rep | 證券交易 | 2026-10-30 | - | |
| Topaz Financial Group Limited | Rep | 期貨合約交易 | 2026-02-09 | 2026-09-02 |
| Rep | 證券交易 | 2026-02-09 | 2026-09-02 | |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-04-02 | 2025-10-31 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2025-04-02 | 2025-10-31 |
| Zhongfu International Futures Co., Limited | Rep | 就期貨合約提供意見 | 2024-10-16 | 2025-02-06 |
| Rep | 期貨合約交易 | 2024-10-16 | 2025-02-06 | |
| Jin Yi Financial Group Limited | Rep | 證券交易 | 2023-11-13 | 2024-09-27 |
| M&F ASSET MANAGEMENT LIMITED | Rep | 證券交易 | 2023-02-23 | 2023-06-30 |
| CNI Securities Group Limited | Rep | 期貨合約交易 | 2022-07-22 | 2022-10-13 |
| Rep | 證券交易 | 2022-07-22 | 2022-10-13 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-05-11 | 2022-02-07 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2020-08-20 | 2022-02-07 |
| WILSON SECURITIES LIMITED | Rep | 證券交易 | 2020-04-28 | 2020-08-13 |
| Wilson International Capital Limited | Rep | 就機構融資提供意見 | 2020-02-10 | 2020-08-13 |
| Success Securities Limited | Rep | 證券交易 | 2019-05-08 | 2019-11-19 |
已採集記錄中暫無金管局登記。