| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XHK Limited | Rep | 期貨合約交易 | 2026-07-16 | - |
| Rep | 證券交易 | 2026-07-16 | - | |
| GigaMoney Limited | RO | 證券交易 | 2025-10-08 | 2025-12-07 |
| Rep | 證券交易 | 2025-10-03 | 2025-10-08 | |
| EverShine International Securities Limited | RO | 證券交易 | 2025-02-07 | 2025-09-21 |
| CC Kingdom Corporate Finance Limited | Rep | 證券交易 | 2024-09-16 | 2024-12-31 |
| VALUABLE CAPITAL LIMITED | Rep | 就證券提供意見 | 2022-11-11 | 2023-06-30 |
| Rep | 證券交易 | 2022-11-11 | 2023-06-30 | |
| Glory Sun Securities Limited | Rep | 就證券提供意見 | 2021-10-05 | 2022-02-28 |
| Rep | 證券交易 | 2020-11-10 | 2022-02-28 | |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2019-05-07 | 2020-10-29 |
| Fosun International Securities Limited | Rep | 證券交易 | 2018-11-14 | 2019-01-28 |
| Tensant Securities Limited | Rep | 證券交易 | 2018-05-03 | 2018-10-07 |
| Glory Sun Securities Limited | Rep | 就機構融資提供意見 | 2017-09-20 | 2018-04-28 |
| Rep | 證券交易 | 2017-09-20 | 2018-04-28 | |
| SBI China Capital Financial Services Limited | Rep | 就證券提供意見 | 2016-09-12 | 2017-08-31 |
| Rep | 證券交易 | 2016-09-12 | 2017-08-31 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-09-03 | 2016-05-01 |
| Rep | 證券交易 | 2014-09-03 | 2016-05-01 |
已採集記錄中暫無金管局登記。