| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XHK Limited | Rep | 期貨合約交易 | 2023-08-28 | 2024-09-29 |
| Rep | 證券交易 | 2023-08-28 | 2024-09-29 | |
| Oreana Financial Services Limited | Rep | 證券交易 | 2021-08-25 | 2022-02-07 |
| ADS Securities Hong Kong Limited | RO | 期貨合約交易 | 2019-06-19 | 2021-02-28 |
| RO | 證券交易 | 2019-06-19 | 2021-02-28 | |
| RO | 槓桿式外匯交易 | 2019-06-19 | 2021-02-28 | |
| Rep | 期貨合約交易 | 2019-05-15 | 2019-06-19 | |
| Rep | 證券交易 | 2019-05-15 | 2019-06-19 | |
| Rep | 槓桿式外匯交易 | 2019-05-15 | 2019-06-19 |