| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | Rep | 期貨合約交易 | 2016-06-06 | 2024-12-12 |
| Rep | 證券交易 | 2016-06-06 | 2024-12-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-09-08 | 2016-03-01 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-09-08 | 2016-03-01 |
| Rep | 證券交易 | 2014-09-08 | 2016-03-01 |