| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | RO | 期貨合約交易 | 2017-12-20 | 2018-11-08 |
| Everbright Securities Investment Services (HK) Limited | RO | 證券交易 | 2017-09-22 | 2018-11-08 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2014-09-25 | 2017-12-20 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2014-09-25 | 2018-11-08 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2014-09-08 | 2017-09-22 |