| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2026-03-12 | - |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-06-25 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2019-06-25 | 2026-03-12 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 槓桿式外匯交易 | 2016-03-07 | 2016-10-31 |
| Rep | 期貨合約交易 | 2016-03-07 | 2017-11-23 | |
| Rep | 證券交易 | 2016-03-07 | 2017-11-23 | |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2014-09-10 | 2016-02-29 |
| Rep | 證券交易 | 2014-09-10 | 2016-02-29 |