| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 期貨合約交易 | 2025-10-28 | - |
| Rep | 就證券提供意見 | 2024-12-03 | - | |
| Rep | 證券交易 | 2024-12-03 | - | |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2024-12-03 | - |
| Rep | 證券交易 | 2024-12-03 | - | |
| CLSA LIMITED | Rep | 證券交易 | 2024-12-03 | - |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2014-09-10 | 2020-05-13 |
| Rep | 期貨合約交易 | 2014-09-10 | 2020-09-25 | |
| Rep | 證券交易 | 2014-09-10 | 2020-09-25 |
已採集記錄中暫無金管局登記。