| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2022-05-17 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-10-05 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2021-10-05 | - |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2020-12-29 | 2021-07-30 |
| Rep | 證券交易 | 2020-12-29 | 2021-07-30 | |
| Rep | 證券交易 | 2019-10-15 | 2019-10-18 | |
| Rep | 證券交易 | 2019-05-20 | 2019-08-02 |
已採集記錄中暫無金管局登記。