| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2019-10-03 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-10-03 | - |
| Rep | 證券交易 | 2019-09-11 | - | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2016-11-23 | 2019-08-30 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2014-09-15 | 2016-10-22 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2014-09-15 | 2016-10-22 |