| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2016-02-03 | 2017-08-21 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-02-03 | 2017-08-21 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 提供資產管理 | 2015-08-26 | 2015-12-18 |
| Rep | 槓桿式外匯交易 | 2015-02-17 | 2015-12-18 | |
| Rep | 期貨合約交易 | 2014-09-17 | 2015-12-18 | |
| Rep | 證券交易 | 2014-09-17 | 2015-12-18 |