| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-12-24 | - |
| Rep | 證券交易 | 2020-12-24 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-12-24 | - |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2019-05-24 | 2020-12-16 |
| Rep | 期貨合約交易 | 2019-05-24 | 2020-12-16 | |
| Rep | 證券交易 | 2019-05-24 | 2020-12-16 |