| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2025-06-26 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2025-06-26 | - |
| Rep | 期貨合約交易 | 2025-06-26 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2025-06-26 | - |
| Rep | 證券交易 | 2025-06-26 | - | |
| China Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2023-07-17 | 2025-05-23 |
| Rep | 提供資產管理 | 2023-07-17 | 2025-05-23 | |
| Rep | 證券交易 | 2023-07-17 | 2025-05-23 | |
| BANDS Financial Limited | Rep | 期貨合約交易 | 2019-05-30 | 2021-08-18 |