| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2026-01-27 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2026-01-27 | - |
| Rep | 證券交易 | 2026-01-27 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2021-11-05 | 2025-12-27 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-11-05 | 2025-12-27 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-11-10 | 2021-10-02 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-11-10 | 2021-10-02 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2014-09-30 | 2016-10-28 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2014-09-30 | 2016-10-28 |
已採集記錄中暫無金管局登記。