| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDEN PINE ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2022-05-24 | 2026-08-31 |
| Rep | 提供資產管理 | 2021-10-04 | 2022-05-24 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2019-07-15 | 2021-07-30 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2017-07-12 | 2021-07-30 |
| Rep | 證券交易 | 2017-07-12 | 2021-07-30 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2017-06-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2014-10-13 | 2017-06-14 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-10-13 | 2016-10-10 |