| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PICC Asset Management (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2022-05-24 | - |
| Rep | 提供資產管理 | 2022-05-24 | - | |
| ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | 證券交易 | 2021-01-27 | 2022-04-09 |
| Founder Securities (Hong Kong) Capital Company Limited | Rep | 就機構融資提供意見 | 2020-05-11 | 2020-10-23 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-12-10 | 2020-03-28 |
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2019-06-20 | 2020-02-20 |
已採集記錄中暫無金管局登記。