| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WEBULL SECURITIES LIMITED | Rep | 證券交易 | 2022-02-23 | 2022-05-13 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-10-08 | 2022-01-28 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2014-10-17 | 2022-01-28 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2014-10-17 | 2022-01-28 |