| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-06-26 | - |
| Rep | 證券交易 | 2024-06-26 | - | |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2022-02-10 | 2024-04-29 |
| Rep | 就證券提供意見 | 2021-12-21 | 2024-04-29 | |
| CLSA LIMITED | Rep | 證券交易 | 2021-12-21 | 2024-04-29 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-08-14 | 2021-08-06 |
| Rep | 證券交易 | 2020-08-14 | 2021-08-06 | |
| Rep | 就證券提供意見 | 2019-06-26 | 2020-01-26 | |
| Rep | 證券交易 | 2019-06-26 | 2020-01-26 |
已採集記錄中暫無金管局登記。