| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QUBE RESEARCH & TECHNOLOGIES HONG KONG LIMITED | Rep | 證券交易 | 2026-08-24 | - |
| BLACKSTONE GROUP (HK) LIMITED, THE | Rep | 證券交易 | 2021-04-14 | 2026-04-17 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2016-10-11 | 2021-02-06 |
| Rep | 期貨合約交易 | 2016-10-11 | 2021-02-06 | |
| Rep | 證券交易 | 2016-10-11 | 2021-02-06 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2015-09-11 | 2021-02-06 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2015-09-11 | 2016-10-10 |
| Rep | 證券交易 | 2015-09-11 | 2016-10-10 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-09-11 | 2016-10-10 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2014-10-23 | 2015-08-18 |
已採集記錄中暫無金管局登記。