| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就機構融資提供意見 | 2021-11-11 | 2023-06-01 |
| Rep | 就證券提供意見 | 2021-10-21 | 2023-06-01 | |
| Rep | 證券交易 | 2021-10-21 | 2023-06-01 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-04-24 | 2021-09-30 |
| Rep | 證券交易 | 2020-03-19 | 2021-09-30 | |
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2019-06-28 | 2019-12-23 |