| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2025-07-28 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2025-07-28 | - |
| Rep | 證券交易 | 2025-07-28 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2021-08-24 | 2025-04-16 |
| Rep | 證券交易 | 2021-08-24 | 2025-04-16 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2021-08-24 | 2025-04-16 |
| Rep | 證券交易 | 2021-08-24 | 2025-04-16 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2019-07-02 | 2021-07-28 |
| Rep | 證券交易 | 2019-07-02 | 2021-07-28 |