| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-07-09 | 2025-12-10 |
| Rep | 證券交易 | 2024-07-09 | 2025-12-10 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2020-06-01 | 2024-05-31 |
| Rep | 證券交易 | 2016-09-14 | 2019-12-03 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2014-10-28 | 2016-08-03 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-10-28 | 2016-08-03 |