| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-03-05 | 2022-10-05 |
| Rep | 期貨合約交易 | 2021-03-05 | 2022-10-05 | |
| Rep | 證券交易 | 2021-03-05 | 2022-10-05 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2014-10-30 | 2017-12-21 |
| Rep | 證券交易 | 2014-10-30 | 2017-12-21 |