| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2025-06-10 | 2025-06-14 |
| Rep | 證券交易 | 2024-09-10 | 2024-09-14 | |
| Rep | 證券交易 | 2023-10-16 | 2023-10-21 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2014-10-30 | 2016-10-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2014-10-30 | 2016-10-13 |
| Rep | 期貨合約交易 | 2014-10-30 | 2016-10-13 | |
| Rep | 證券交易 | 2014-10-30 | 2016-10-13 |