| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2025-09-29 | - |
| Rep | 證券交易 | 2025-09-29 | - | |
| VGROWTH SECURITIES INTERNATIONAL FINANCIAL GROUP LIMITED | Rep | 就證券提供意見 | 2025-01-24 | 2025-09-20 |
| Rep | 提供資產管理 | 2025-01-24 | 2025-09-20 | |
| Rep | 證券交易 | 2025-01-24 | 2025-09-20 | |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2024-03-15 | 2024-08-16 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2022-08-26 | 2023-12-29 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2022-05-10 | 2022-08-15 |
| Rep | 證券交易 | 2022-05-10 | 2022-08-15 | |
| Rich Bay Securities Limited | Rep | 期貨合約交易 | 2020-10-29 | 2022-04-22 |
| Rep | 證券交易 | 2020-10-29 | 2022-04-22 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2020-05-08 | 2020-07-23 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2020-05-08 | 2020-07-23 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-07-08 | 2020-05-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-07-08 | 2020-05-03 |
已採集記錄中暫無金管局登記。