| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2021-08-25 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2021-08-25 | - |
| Rep | 證券交易 | 2021-08-25 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2014-11-04 | 2021-05-21 |
| Rep | 證券交易 | 2014-11-04 | 2021-05-21 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2014-11-04 | 2018-04-09 |
已採集記錄中暫無金管局登記。