| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-09-17 | - |
| Rep | 證券交易 | 2019-09-09 | - | |
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2019-09-09 | - |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2017-12-04 | 2019-07-08 |
| Asiya Investments Hong Kong Limited | Rep | 就證券提供意見 | 2016-01-21 | 2016-09-26 |
| Rep | 提供資產管理 | 2016-01-21 | 2016-09-26 | |
| LIGHT & SALT CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2014-11-04 | 2015-12-31 |