| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | 就證券提供意見 | 2017-10-09 | 2020-08-28 |
| Rep | 提供資產管理 | 2017-10-09 | 2020-08-28 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2016-06-06 | 2017-09-20 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2015-03-09 | 2017-09-20 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2015-03-09 | 2017-09-20 |
| Blue Water Capital Management Limited | Rep | 提供資產管理 | 2014-11-06 | 2015-03-02 |