| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Metaverse Securities Limited (HK) | Rep | 就證券提供意見 | 2023-05-03 | - |
| Rep | 證券交易 | 2023-05-03 | - | |
| Rep | 提供資產管理 | 2023-05-03 | 2025-05-29 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2021-05-07 | 2023-03-02 |
| Rep | 證券交易 | 2021-05-07 | 2023-03-02 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2021-05-07 | 2023-03-02 |
| Soochow Securities International Capital Limited | Rep | 就機構融資提供意見 | 2019-12-09 | 2021-04-07 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2019-07-15 | 2021-04-07 |