| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2021-05-04 | 2022-11-09 |
| Rep | 期貨合約交易 | 2020-09-29 | 2022-11-09 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2020-09-29 | 2022-11-09 |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2019-07-16 | 2020-09-01 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2019-07-16 | 2020-09-01 |