| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-04-24 | - |
| Rep | 期貨合約交易 | 2019-04-24 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-03-21 | - |
| Rep | 證券交易 | 2019-03-21 | - | |
| HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-09-15 | 2018-09-19 |
| Mage Securities Limited | Rep | 就證券提供意見 | 2016-09-15 | 2018-09-19 |
| Rep | 證券交易 | 2016-09-15 | 2018-09-19 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期貨合約交易 | 2015-03-18 | 2016-09-08 |
| Rep | 證券交易 | 2014-11-10 | 2016-09-08 |
已採集記錄中暫無金管局登記。