| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2026-09-04 | - |
| Rep | 證券交易 | 2026-09-04 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2026-09-04 | - |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-08-31 | 2023-08-11 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2014-11-10 | 2026-05-13 |