| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2021-09-30 | - |
| Rep | 就證券提供意見 | 2021-09-30 | - | |
| Rep | 證券交易 | 2021-09-30 | - | |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-06-01 | 2021-08-06 |
| Rep | 就證券提供意見 | 2015-06-01 | 2021-08-06 | |
| CLSA LIMITED | Rep | 證券交易 | 2015-06-01 | 2021-08-06 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2014-11-10 | 2015-03-31 |
| Rep | 證券交易 | 2014-11-10 | 2015-03-31 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2014-11-10 | 2015-03-31 |
已採集記錄中暫無金管局登記。