| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | Rep | 期貨合約交易 | 2022-08-12 | - |
| Rep | 就證券提供意見 | 2022-07-12 | - | |
| Rep | 證券交易 | 2022-07-12 | - | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-03-19 | 2022-06-12 |
| Rep | 證券交易 | 2018-03-19 | 2022-06-12 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2017-12-29 | 2018-01-11 |
| Rep | 提供資產管理 | 2017-12-29 | 2018-01-11 | |
| Rep | 證券交易 | 2017-12-29 | 2018-01-11 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-05-16 | 2017-12-16 |
| Rep | 證券交易 | 2017-05-16 | 2017-12-16 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2014-11-17 | 2017-04-21 |
| Fortune Asset Management Limited (HK) | Rep | 就證券提供意見 | 2014-11-17 | 2017-04-21 |
| Rep | 提供資產管理 | 2014-11-17 | 2017-04-21 |
已採集記錄中暫無金管局登記。