| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期貨合約交易 | 2023-08-02 | 2024-04-06 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2023-08-02 | 2024-04-06 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2021-07-20 | 2023-02-19 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-07-20 | 2023-02-19 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2020-07-15 | 2021-07-10 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2020-03-05 | 2021-07-10 |
| CNI Securities Group Limited | Rep | 證券交易 | 2019-07-25 | 2020-02-14 |