| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2025-06-02 | - |
| Rep | 證券交易 | 2025-06-02 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-06-02 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2022-04-29 | 2025-02-12 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2022-04-29 | 2025-02-12 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2022-03-21 | 2025-02-12 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2022-03-21 | 2025-02-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2019-07-25 | 2021-10-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-07-25 | 2021-10-29 |
金管局記錄暫時無法載入，請稍後重試。