| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Emperor Asset Management Limited | Rep | 就證券提供意見 | 2024-01-24 | - |
| Rep | 提供資產管理 | 2024-01-24 | - | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2018-12-31 | 2025-03-25 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2014-11-18 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2014-11-18 | - |