| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2024-08-22 | - |
| RO | 提供自動化交易服務 | 2024-08-22 | - | |
| RO | 期貨合約交易 | 2024-08-22 | - | |
| RO | 證券交易 | 2024-08-22 | - | |
| Rep | 就證券提供意見 | 2024-06-24 | 2024-08-22 | |
| Rep | 提供自動化交易服務 | 2024-06-24 | 2024-08-22 | |
| Rep | 期貨合約交易 | 2024-06-24 | 2024-08-22 | |
| Rep | 證券交易 | 2024-06-24 | 2024-08-22 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-08-23 | 2024-04-19 |
| ORIENT FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2023-07-25 | 2024-04-19 |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2023-07-25 | 2024-04-19 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-11-02 | 2023-07-25 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-10-18 | 2023-07-25 |
| Fosun International Securities Limited | Rep | 證券交易 | 2020-05-26 | 2021-10-02 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-08-30 | 2020-05-15 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-08-30 | 2020-05-15 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2016-09-02 | 2019-06-23 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2016-09-02 | 2019-06-23 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2015-03-20 | 2016-08-06 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2015-03-20 | 2016-08-06 |
| BOA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2014-11-19 | 2014-12-18 |
已採集記錄中暫無金管局登記。