| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 就證券提供意見 | 2025-12-03 | - |
| Rep | 證券交易 | 2025-12-03 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-03-23 | 2025-11-08 |
| Rep | 證券交易 | 2023-03-23 | 2025-11-08 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-07-29 | 2021-08-18 |
| Rep | 期貨合約交易 | 2019-07-29 | 2021-08-18 |