| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International (Asia) Limited | Rep | 就機構融資提供意見 | 2019-07-25 | 2021-02-25 |
| Rep | 證券交易 | 2019-07-25 | 2021-02-25 | |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2019-07-25 | 2022-09-16 |
| Rep | 證券交易 | 2019-07-25 | 2022-09-16 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2017-08-10 | 2018-06-30 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2014-11-24 | 2016-02-13 |