| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2015-04-17 | 2021-05-11 |
| Rep | 期貨合約交易 | 2015-04-17 | 2021-05-11 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2014-11-26 | 2015-04-06 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2014-11-26 | 2015-04-06 |