| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2024-06-04 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2024-06-04 | - |
| Rep | 證券交易 | 2024-06-04 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2022-05-16 | 2024-02-23 |
| Rep | 證券交易 | 2022-05-16 | 2024-02-23 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2019-08-07 | 2022-01-25 |
| Rep | 證券交易 | 2019-08-07 | 2022-01-25 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2019-08-07 | 2020-06-08 |
| Rep | 證券交易 | 2019-08-07 | 2022-01-25 |
已採集記錄中暫無金管局登記。