| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2023-09-28 | - |
| Rep | 證券交易 | 2023-09-28 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2021-09-01 | 2023-08-18 |
| Rep | 證券交易 | 2021-08-26 | 2023-08-18 | |
| KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2014-11-28 | 2021-05-10 |
| Rep | 證券交易 | 2014-11-28 | 2021-05-10 |
已採集記錄中暫無金管局登記。