| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2019-04-08 | - |
| Rep | 證券交易 | 2019-04-08 | - | |
| Qantex Capital Markets Limited | Rep | 期貨合約交易 | 2017-12-20 | 2019-01-21 |
| Rep | 證券交易 | 2017-12-20 | 2019-01-21 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-11-28 | 2015-12-01 |
| Rep | 證券交易 | 2014-11-28 | 2015-12-01 |