| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2025-09-29 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2023-05-08 | - |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-11-18 | 2023-05-01 |
| Rep | 證券交易 | 2020-11-18 | 2023-05-01 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-08-19 | 2020-11-06 |
| Rep | 證券交易 | 2019-08-19 | 2020-11-06 |